Bibliographic citations
Ezcurra, A., (2016). Desarrollo de una metodología de identificación y evaluación de riesgos de lavado de activos y financiamiento al terrorismo en una sociedad titulizadora [Tesis, Universidad Nacional de Ingeniería]. http://hdl.handle.net/20.500.14076/5388
Ezcurra, A., Desarrollo de una metodología de identificación y evaluación de riesgos de lavado de activos y financiamiento al terrorismo en una sociedad titulizadora [Tesis]. : Universidad Nacional de Ingeniería; 2016. http://hdl.handle.net/20.500.14076/5388
@misc{renati/707809,
title = "Desarrollo de una metodología de identificación y evaluación de riesgos de lavado de activos y financiamiento al terrorismo en una sociedad titulizadora",
author = "Ezcurra Silva, Alonzo Rodrigo",
publisher = "Universidad Nacional de Ingeniería",
year = "2016"
}
This paper seeks to comply with the rules on money laundering and terrorist financing issued by the Superintendencia del Mercado de Valores-SMV (Superintendency of Securities Market) in a securitization company in Peru, which requires developing a risk-based (EBR) money laundering and terrorist financing prevention system (SPLAFT), as part of the Plan nacional de lucha contra el lavado de activos y financiamiento del terrorismo (National plan to combat money laundering and terrorist financing). For this purpose, the risk management methodology will be followed step by step to identify the main risk events, calculating their inherent and residual risk, developing control procedures and calculating the impact thereof. It is noteworthy that this methodology is based on the Guía para la implementación del SPLAFT bajo un enfoque basado en riesgos aplicable a los sujetos obligados autorizados por la SMV (Guidelines for the implementation of SPLAFT under a risk-based approach applicable to regulated entities authorized by the SMV), which is based on the recommendations of the Financial Action Task Force (FATF) and incorporates the risk-based methodology (EBR) to approach issues related to money laundering and terrorist financing prevention. Keywords: Risk management, money laundering, terrorist financing, securitization company.
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